State of the Art

State of the Art

Investment Management & Transfer Agent Services

Investment Management & Transfer Agent Services

The only fully integrated, end-to-end transfer agent, designed to help issuers fundraise, streamline workflows, manage investors, and provide a path to liquidity.

The only fully integrated, end-to-end transfer agent, designed to help issuers fundraise, streamline workflows, manage investors, and provide a path to liquidity.

A transfer agent designed for the modern issuer

Issuer Portal

Issuer Portal

Issuer Portal

Effortlessly onboard and manage investors, monitor account activity, manage distributions, send investor communications, and much more.

Your portal is fully customizable to reflect your brand’s identity, including your logo and color scheme, providing a seamless and professional experience for you and your investors.

Effortlessly onboard and manage investors, monitor account activity, manage distributions, send investor communications, and much more.

Your portal is fully customizable to reflect your brand’s identity, including your logo and color scheme, providing a seamless and professional experience for you and your investors.

Effortlessly onboard and manage investors, monitor account activity, manage distributions, send investor communications, and much more.

Your portal is fully customizable to reflect your brand’s identity, including your logo and color scheme, providing a seamless and professional experience for you and your investors.

Investor Portal

Investor Portal

Investor Portal

Empower your investors with transparency. Your investors can view and mange their investments, subscribe to offerings, download statements and tax documents, send requests, and more.

The portal is fully customizable to reflect your brand’s identity, including your logo and color scheme, providing a seamless and professional experience for you and your investors.

Empower your investors with transparency. Your investors can view and mange their investments, subscribe to offerings, download statements and tax documents, send requests, and more.

The portal is fully customizable to reflect your brand’s identity, including your logo and color scheme, providing a seamless and professional experience for you and your investors.

Empower your investors with transparency. Your investors can view and mange their investments, subscribe to offerings, download statements and tax documents, send requests, and more.

The portal is fully customizable to reflect your brand’s identity, including your logo and color scheme, providing a seamless and professional experience for you and your investors.

Offerings / Fundraise

Offerings / Fundraise

Offerings / Fundraise

Experience seamless fundraising with our cutting-edge straight-through processing service. Our fully automated solution ensures quick, accurate, and hassle-free transactions from start to finish, eliminating the need for paper or wet signatures.

Whether you are partnering with a custodian or an advisor, need to calculate sales commissions, or streamline collaboration, our comprehensive support and integration have you covered.

Experience seamless fundraising with our cutting-edge straight-through processing service. Our fully automated solution ensures quick, accurate, and hassle-free transactions from start to finish, eliminating the need for paper or wet signatures.

Whether you are partnering with a custodian or an advisor, need to calculate sales commissions, or streamline collaboration, our comprehensive support and integration have you covered.

Experience seamless fundraising with our cutting-edge straight-through processing service. Our fully automated solution ensures quick, accurate, and hassle-free transactions from start to finish, eliminating the need for paper or wet signatures.

Whether you are partnering with a custodian or an advisor, need to calculate sales commissions, or streamline collaboration, our comprehensive support and integration have you covered.

Investor Communications

Investor Communications

Investor Communications

Enhance your investor relations with our seamless communication platform, designed to keep your investors informed and engaged with real-time updates and personalized messaging via email or traditional letters.

Our platform also offers advanced features such as saving drafts and templates, customizing headers and footers, scheduling messages, and managing recipient groups to optimize your communication process.

Enhance your investor relations with our seamless communication platform, designed to keep your investors informed and engaged with real-time updates and personalized messaging via email or traditional letters.

Our platform also offers advanced features such as saving drafts and templates, customizing headers and footers, scheduling messages, and managing recipient groups to optimize your communication process.

Enhance your investor relations with our seamless communication platform, designed to keep your investors informed and engaged with real-time updates and personalized messaging via email or traditional letters.

Our platform also offers advanced features such as saving drafts and templates, customizing headers and footers, scheduling messages, and managing recipient groups to optimize your communication process.

Distributions

Distributions

Distributions

Streamline your dividend calculations and distributions with our innovative system, ensuring accurate and timely payouts to your shareholders every time.

Our system effortlessly manages the entire process, from automatically calculating distributions and withholding taxes to ensuring smooth payments via ACH or checks.

Streamline your dividend calculations and distributions with our innovative system, ensuring accurate and timely payouts to your shareholders every time.

Our system effortlessly manages the entire process, from automatically calculating distributions and withholding taxes to ensuring smooth payments via ACH or checks.

Streamline your dividend calculations and distributions with our innovative system, ensuring accurate and timely payouts to your shareholders every time.

Our system effortlessly manages the entire process, from automatically calculating distributions and withholding taxes to ensuring smooth payments via ACH or checks.

Document Management

Document Management

Document Management

Our document management system offers issuers a streamlined and secure solution for handling shareholder documents. Enjoy easy organization and quick access, with the peace of mind that your data is protected.

Our document management system offers issuers a streamlined and secure solution for handling shareholder documents. Enjoy easy organization and quick access, with the peace of mind that your data is protected.

Our document management system offers issuers a streamlined and secure solution for handling shareholder documents. Enjoy easy organization and quick access, with the peace of mind that your data is protected.

Industry Connectivity

Industry Connectivity

Industry Connectivity

Our system bridges the gap between issuers and key financial industry participants, including broker-dealers, advisors, and custodians, ensuring a smooth and efficient connection for all your financial transactions.

Whether it’s straight through processing via onboarding systems, DTTC’s AIP reporting, or connecting to your Customer Relationship Management (CRM) system, our solution ensures all your financial processes are integrated and streamlined.

Our system bridges the gap between issuers and key financial industry participants, including broker-dealers, advisors, and custodians, ensuring a smooth and efficient connection for all your financial transactions.

Whether it’s straight through processing via onboarding systems, DTTC’s AIP reporting, or connecting to your Customer Relationship Management (CRM) system, our solution ensures all your financial processes are integrated and streamlined.

Our system bridges the gap between issuers and key financial industry participants, including broker-dealers, advisors, and custodians, ensuring a smooth and efficient connection for all your financial transactions.

Whether it’s straight through processing via onboarding systems, DTTC’s AIP reporting, or connecting to your Customer Relationship Management (CRM) system, our solution ensures all your financial processes are integrated and streamlined.

Secondary Market Access

Secondary Market Access

Secondary Market Access

Unlock liquidity with exclusive access to LODAS’ Secondary Market. Enable this feature to empower your shareholders with the ability to place Requests for Quotes or Limit Orders, connecting them with LODAS’ extensive network of buyers and ensuring liquidity precisely when it’s needed most.

Unlock liquidity with exclusive access to LODAS’ Secondary Market. Enable this feature to empower your shareholders with the ability to place Requests for Quotes or Limit Orders, connecting them with LODAS’ extensive network of buyers and ensuring liquidity precisely when it’s needed most.

Unlock liquidity with exclusive access to LODAS’ Secondary Market. Enable this feature to empower your shareholders with the ability to place Requests for Quotes or Limit Orders, connecting them with LODAS’ extensive network of buyers and ensuring liquidity precisely when it’s needed most.

Compliance

Compliance

Compliance

We prioritize compliance to ensure the utmost security and integrity for issuers and shareholders. As an SEC-regulated transfer agent and FINRA/SEC-regulated broker-dealer, we conduct comprehensive Know Your Customer (KYC), Anti-Money Laundering (AML), and OFAC checks on all accounts.

We also ensure adherence to regulatory requirements specified by your PPM, Prospectus, or LPAs, including Blue Sky Tracking and Accreditation (506b, 506c) compliance.

We prioritize compliance to ensure the utmost security and integrity for issuers and shareholders. As an SEC-regulated transfer agent and FINRA/SEC-regulated broker-dealer, we conduct comprehensive Know Your Customer (KYC), Anti-Money Laundering (AML), and OFAC checks on all accounts.

We also ensure adherence to regulatory requirements specified by your PPM, Prospectus, or LPAs, including Blue Sky Tracking and Accreditation (506b, 506c) compliance.

We prioritize compliance to ensure the utmost security and integrity for issuers and shareholders. As an SEC-regulated transfer agent and FINRA/SEC-regulated broker-dealer, we conduct comprehensive Know Your Customer (KYC), Anti-Money Laundering (AML), and OFAC checks on all accounts.

We also ensure adherence to regulatory requirements specified by your PPM, Prospectus, or LPAs, including Blue Sky Tracking and Accreditation (506b, 506c) compliance.

Security

Security

Security

At LODAS Cyber Security is extremely important. Customers trust us with their personal and financial information, and it is our duty to do the utmost to ensure our customer’s information is safe with us – we take this responsibility very seriously.

We are SOC 2 Type 2 certified and we employ bank-grade encryption standards to safeguard your documents and data.

At LODAS Cyber Security is extremely important. Customers trust us with their personal and financial information, and it is our duty to do the utmost to ensure our customer’s information is safe with us – we take this responsibility very seriously.

We are SOC 2 Type 2 certified and we employ bank-grade encryption standards to safeguard your documents and data.

At LODAS Cyber Security is extremely important. Customers trust us with their personal and financial information, and it is our duty to do the utmost to ensure our customer’s information is safe with us – we take this responsibility very seriously.

We are SOC 2 Type 2 certified and we employ bank-grade encryption standards to safeguard your documents and data.