LODAS Securities, LLC is required to provide to you information regarding the Public Disclosure Program for investors.
Created by FINRA in 1988, the Public Disclosure Program allows you, the investor, to learn about the professional background, business practices, and conduct of FINRA member firms and their brokers. To request disclosable information under this program, visit the FINRA Regulation Web site at www.finra.org or call (800) 289-9999, a toll-free hotline.
Information on member firms and registered representatives/brokers is available on FINRA’s website in Broker Check.
In addition, please note that there is a Public Disclosure Program Brochure available to you as well. This brochure helps you answer questions pertaining to the Public Disclosure Program and is available on FINRA’s Web site.